![]() Represented national bank in responding to requests from SEC Division of Examinations Represented oilfield services company in responding to SEC investigation into Rule 10b5-1 plans and insider trading policies Successfully represented owner of SPAC and its manager in SEC investigation initiated in response to short-seller report Represented the audit committee of oilfield services company in an independent investigation into accounting allegations made by whistleblower Lead counsel defending Fortune 500 company in SEC investigation arising out of potential disclosure and reporting violations Successfully represented broker-dealer in renegotiation of SEC settlement to avoid collateral damages resulting from initial proposal ![]() Lead counsel defending Fortune 500 public company in SEC investigation arising out of the company’s use of confidentiality agreements with employees Rebecca is a member of the Dallas recruiting committee and co-lead of the firm’s Women’s Initiative for the Washington, DC office. She is a frequent speaker and writer on SEC topics, was named a Top Author in White Collar Defense in 2023 by JD Supra, and regularly appears on panels at industry and legal conferences, webcasts, and client events. Rebecca is a thought leader on SEC matters and is often quoted in the press, including recently by Forbes, Politico, Bloomberg Law, Reuters, Law 360, Private Equity Law Report, and The Texas Lawbook. She is often retained to advise clients on enforcement risks relating to business transactions and other situations and how to take proactive measures to preclude an enforcement investigation. Rebecca has conducted investigations on behalf of audit committees or other special committees into whistleblower allegations or other internal reports with potential SEC implications. Opposite the Division of Enforcement, she has effectively navigated her clients through investigations to case closures, successful Wells notice responses, and favorable settlements. Since reentering private practice, Rebecca has successfully represented public and private company clients in SEC matters initiated by the Division of Enforcement and Division of Examinations. She is uniquely positioned to work productively with SEC staff while vigorously protecting her clients’ interests. Rebecca brings clients a current, insider’s perspective on how to best guide them through the reality of today’s SEC investigations.
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